-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S3JNYMeR3N9BXTn4G3GhTd26nHZxZd4we6L0D2edamnrZayRC660+5jvNBVyHg8y 7Qaun0ugffThRnmnjzDXkQ== 0000950116-01-500309.txt : 20010605 0000950116-01-500309.hdr.sgml : 20010605 ACCESSION NUMBER: 0000950116-01-500309 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010604 GROUP MEMBERS: ANTHONY W. SCHWEIGER GROUP MEMBERS: DANIEL M. DICARLO, JR. GROUP MEMBERS: ELEANOR A. SCHWARTZ GROUP MEMBERS: GILMAN J. HALLENBECK GROUP MEMBERS: HEATHER SCHWARTZ GROUP MEMBERS: KATHERINE M. SCHWEIGER GROUP MEMBERS: LEE H. LOVEJOY GROUP MEMBERS: LOVEJOY LEE H GROUP MEMBERS: MARY J. HALLENBECK GROUP MEMBERS: ROBERT J. SCHWARTZ SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARAGON TECHNOLOGIES INC CENTRAL INDEX KEY: 0000090045 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION, MINING & MATERIALS HANDLING MACHINERY & EQUIP [3530] IRS NUMBER: 221643428 STATE OF INCORPORATION: PA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-34513 FILM NUMBER: 1653410 BUSINESS ADDRESS: STREET 1: 600 KUEBLER ROAD CITY: EASTON STATE: PA ZIP: 18040 BUSINESS PHONE: 6102527321 MAIL ADDRESS: STREET 1: P O BOX 70 CITY: EASTON STATE: PA ZIP: 18040 FORMER COMPANY: FORMER CONFORMED NAME: SI HANDLING SYSTEMS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOVEJOY LEE H CENTRAL INDEX KEY: 0001139003 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: HIDEAWAY FARM STREET 2: 170 BRYAN'S ROAD CITY: HAMPTON STATE: NJ ZIP: 08827 BUSINESS PHONE: 9085379583 MAIL ADDRESS: STREET 1: HIDEAWAY FARM STREET 2: 170 BRYAN'S ROAD CITY: HAMPTON STATE: NJ ZIP: 08827 SC 13D/A 1 sc13da.txt SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) PARAGON TECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 69912T1083 (CUSIP Number) With Copies to: Anthony W. Schweiger J. Baur Whittlesey, Esq. 240 Trianon Lane Ledgewood Law Firm, P.C. Villanova, PA 19085-1442 1521 Locust Street (610) 520-0884 Philadelphia, PA 19102 (215) 731-9450 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 24, 2001 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] (Continued on following pages) Page 1 of 12 CUSIP No. 69912T1083 13D Page 2 of 12 1 Names of Reporting Persons; I.R.S. Identification Nos. of Above Persons (entities only) Anthony W. Schweiger ______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 Source of Funds PF ______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ______________________________________________________________________________ 6 Citizenship or Place of Organization Commonwealth of Pennsylvania _______________________________________________________________________________ | | Number of | 7 | Sole Voting Power Shares | | 22,500(1) Beneficially |_____|________________________________________________________ Owned By | | Each | 8 | Shared Voting Power Reporting | | 19,500(2) Person With |_____|________________________________________________________ | | | 9 | Sole Dispositive Power | | 22,500(1) |_____|________________________________________________________ | | | 10 | Shared Dispositive Power | | 19,500(2) _______________|_____|_________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 42,000 ______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 1.00% ______________________________________________________________________________ 14 Type of Reporting Person IN _____________________________________________________________________________ - ------------------- (1) Held by an IRA for the benefit of Mr. Schweiger. (2) Held jointly with Katherine M. Schweiger. CUSIP No. 69912T1083 13D Page 3 of 12 1 Names of Reporting Persons; I.R.S. Identification Nos. of Above Persons (entities only) Katherine M. Schweiger ______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 Source of Funds PF ______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ______________________________________________________________________________ 6 Citizenship or Place of Organization Commonwealth of Pennsylvania _______________________________________________________________________________ | | Number of | 7 | Sole Voting Power Shares | | 0 Beneficially |_____|________________________________________________________ Owned By | | Each | 8 | Shared Voting Power Reporting | | 19,500(1) Person With |_____|________________________________________________________ | | | 9 | Sole Dispositive Power | | 0 |_____|________________________________________________________ | | | 10 | Shared Dispositive Power | | 19,500(1) _______________|_____|_________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 19,500 ______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 0.45% ______________________________________________________________________________ 14 Type of Reporting Person IN _____________________________________________________________________________ - ------------------- (1) Held jointly with Anthony W. Schweiger. CUSIP No. 69912T1083 13D Page 4 of 12 1 Names of Reporting Persons; I.R.S. Identification Nos. of Above Persons (entities only) Lee H. Lovejoy ______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 Source of Funds PF ______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ______________________________________________________________________________ 6 Citizenship or Place of Organization State of New Jersey _______________________________________________________________________________ | | Number of | 7 | Sole Voting Power Shares | | 19,987 Beneficially |_____|________________________________________________________ Owned By | | Each | 8 | Shared Voting Power Reporting | | 0 Person With |_____|________________________________________________________ | | | 9 | Sole Dispositive Power | | 19,987 |_____|________________________________________________________ | | | 10 | Shared Dispositive Power | | 0 _______________|_____|_________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 19,987 ______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 0.48% ______________________________________________________________________________ 14 Type of Reporting Person IN _____________________________________________________________________________ CUSIP No. 69912T1083 13D Page 5 of 12 1 Names of Reporting Persons; I.R.S. Identification Nos. of Above Persons (entities only) Gilman J. Hallenbeck ______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 Source of Funds PF ______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ______________________________________________________________________________ 6 Citizenship or Place of Organization State of Florida _______________________________________________________________________________ | | Number of | 7 | Sole Voting Power Shares | | 25,010(1) Beneficially |_____|________________________________________________________ Owned By | | Each | 8 | Shared Voting Power Reporting | | 81,200(2) Person With |_____|________________________________________________________ | | | 9 | Sole Dispositive Power | | 25,010(1) |_____|________________________________________________________ | | | 10 | Shared Dispositive Power | | 81,200(2) _______________|_____|_________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 106,210 ______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 2.53% ______________________________________________________________________________ 14 Type of Reporting Person IN _____________________________________________________________________________ - ------------------- (1) Held by an IRA for the benefit of Mr. Hallenbeck. (2) Held jointly with Mary J. Hallenbeck. CUSIP No. 69912T1083 13D Page 6 of 12 1 Names of Reporting Persons; I.R.S. Identification Nos. of Above Persons (entities only) Mary J. Hallenbeck ______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 Source of Funds PF ______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ______________________________________________________________________________ 6 Citizenship or Place of Organization State of Florida _______________________________________________________________________________ | | Number of | 7 | Sole Voting Power Shares | | 78,000 Beneficially |_____|________________________________________________________ Owned By | | Each | 8 | Shared Voting Power Reporting | | 81,200(1) Person With |_____|________________________________________________________ | | | 9 | Sole Dispositive Power | | 78,000 |_____|________________________________________________________ | | | 10 | Shared Dispositive Power | | 81,200(1) _______________|_____|_________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 159,200 ______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 3.80% ______________________________________________________________________________ 14 Type of Reporting Person (See Instructions) IN _____________________________________________________________________________ - ------------------- (1) Held jointly with Gilman J. Hallenbeck. CUSIP No. 69912T1083 13D Page 7 of 12 1 Names of Reporting Persons; I.R.S. Identification Nos. of Above Persons (entities only) Daniel M. DiCarlo, Jr. ______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 Source of Funds PF ______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ______________________________________________________________________________ 6 Citizenship or Place of Organization State of New Jersey _______________________________________________________________________________ | | Number of | 7 | Sole Voting Power Shares | | 5,250 Beneficially |_____|________________________________________________________ Owned By | | Each | 8 | Shared Voting Power Reporting | | 0 Person With |_____|________________________________________________________ | | | 9 | Sole Dispositive Power | | 5,250 |_____|________________________________________________________ | | | 10 | Shared Dispositive Power | | 0 _______________|_____|_________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 5,250 ______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 0.13% ______________________________________________________________________________ 14 Type of Reporting Person (See Instructions) IN _____________________________________________________________________________ CUSIP No. 69912T1083 13D Page 8 of 12 1 Names of Reporting Persons; I.R.S. Identification Nos. of Above Persons (entities only) Robert J. Schwartz ______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 Source of Funds PF ______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ______________________________________________________________________________ 6 Citizenship or Place of Organization State of New Jersey _______________________________________________________________________________ | | Number of | 7 | Sole Voting Power Shares | | 0 Beneficially |_____|________________________________________________________ Owned By | | Each | 8 | Shared Voting Power Reporting | | 63,943(1) Person With |_____|________________________________________________________ | | | 9 | Sole Dispositive Power | | 0 |_____|________________________________________________________ | | | 10 | Shared Dispositive Power | | 63,943(1) _______________|_____|_________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 63,943 ______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 1.52% ______________________________________________________________________________ 14 Type of Reporting Person (See Instructions) IN _____________________________________________________________________________ - ------------------- (1) Held jointly with Heather Schwartz. CUSIP No. 69912T1083 13D Page 9 of 12 1 Names of Reporting Persons; I.R.S. Identification Nos. of Above Persons (entities only) Heather Schwartz ______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 Source of Funds PF ______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ______________________________________________________________________________ 6 Citizenship or Place of Organization State of New Jersey _______________________________________________________________________________ | | Number of | 7 | Sole Voting Power Shares | | 0 Beneficially |_____|________________________________________________________ Owned By | | Each | 8 | Shared Voting Power Reporting | | 63,943(1) Person With |_____|________________________________________________________ | | | 9 | Sole Dispositive Power | | 0 |_____|________________________________________________________ | | | 10 | Shared Dispositive Power | | 63,943 _______________|_____|_________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 63,943 ______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 1.52% ______________________________________________________________________________ 14 Type of Reporting Person (See Instructions) IN _____________________________________________________________________________ - ------------------- (1) Held jointly with Robert J. Schwartz. CUSIP No. 69912T1083 13D Page 10 of 12 1 Names of Reporting Persons; I.R.S. Identification Nos. of Above Persons (entities only) Eleanor A. Schwartz ______________________________________________________________________________ 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 Source of Funds PF ______________________________________________________________________________ 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ______________________________________________________________________________ 6 Citizenship or Place of Organization State of New Jersey _______________________________________________________________________________ | | Number of | 7 | Sole Voting Power Shares | | 64,962 Beneficially |_____|________________________________________________________ Owned By | | Each | 8 | Shared Voting Power Reporting | | 0 Person With |_____|________________________________________________________ | | | 9 | Sole Dispositive Power | | 64,962 |_____|________________________________________________________ | | | 10 | Shared Dispositive Power | | 0 _______________|_____|_________________________________________________________ 11 Aggregate Amount Beneficially Owned by Each Reporting Person 64,962 ______________________________________________________________________________ 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ______________________________________________________________________________ 13 Percent of Class Represented by Amount in Row (11) 1.55% ______________________________________________________________________________ 14 Type of Reporting Person (See Instructions) IN _____________________________________________________________________________ Page 11 of 12 Item 1. Security and Issuer This statement relates to the Common Stock, $1.00 par value, of Paragon Technologies, Inc. (the "Issuer"). The principal executive offices of the Issuer are located at 600 Kuebler Road, Easton, Pennsylvania 18040. Item 2. Identity and Background No change. Item 3. Source and Amount of Funds or Other Consideration No change. Item 4. Purpose of Transaction Messrs. Schweiger, Lovejoy, Hallenbeck, DiCarlo and Schwartz, and Mss. Schweiger, Hallenbeck, Schwartz and Schwartz, previously reported the agreement of Messrs. Schweiger, Lovejoy, Hallenbeck and DiCarlo to nominate, and the agreement of all of the reporting persons to vote in favor of the election of, Messrs. Schweiger, Lovejoy, Hallenbeck and DiCarlo as an alternative slate of directors of the Issuer at its annual meeting currently scheduled for June 26, 2001. On May 24, 2001, the Issuer appointed Messrs. Schweiger and Hallenbeck to Issuer's board of directors and announced that Messrs. Schweiger and Hallenbeck would stand for election as directors at the June 26, 2001 annual meeting. As a result, the nominations of Messrs. Schweiger, Lovejoy, Hallenbeck and DiCarlo as an alternative slate of directors have been withdrawn and the reporting persons have terminated their agreement to vote for the alternative slate. Based upon the foregoing, the reporting persons believe that they can no longer be deemed to be a group for purposes of Section 13(d) of the Securities Exchange Act of 1934. Item 5. Interest in Securities of the Issuer. No change. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer See Item 4. Item 7. Materials to be Filed as Exhibits None Page 12 of 12 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Anthony W. Schweiger --------------------------------- Anthony W. Schweiger /s/ Katherine M. Schweiger --------------------------------- Katherine M. Schweiger /s/ Lee H. Lovejoy --------------------------------- Lee H. Lovejoy /s/ Gilman J. Hallenbeck --------------------------------- Gilman J. Hallenbeck /s/ Mary Hallenbeck --------------------------------- Mary Hallenbeck /s/ Daniel M. DiCarlo, Jr. --------------------------------- Daniel M. DiCarlo, Jr. /s/ Robert J. Schwartz --------------------------------- Robert J. Schwartz /s/ Heather Schwartz --------------------------------- Heather Schwartz /s/ Eleanor A. Schwartz --------------------------------- Eleanor A. Schwartz June 4, 2001 -----END PRIVACY-ENHANCED MESSAGE-----